Bankruptcy Lehman Brothers Securities N.V.
Program Documentation
Warrant and Certificate Program2003
- Information Memorandum, dated 25 November 2003
- Guarantee Agreement dated 25 November 2003 by Lehman Brothers Holdings Inc. (executed copy)
- Global Security Certificate (Rule 144A) dated 2004 (executed copy)
- Global Security Certificate (Regulation S) dated 2004 (executed copy)
- Offering Circular dated 30 August 2005 (executed copy)
- Registration Document dated 30 August 2005 (executed copy)
- Master Warrant and Certificate Agreement dated 30 August 2005 (non-executed copy)
- Supplemental Master Warrant and Certificate Agreement dated 9 May 2006 (executed copy)
- Master Calculation Agency Agreement dated 30 August 2005 (non-executed copy)
- Guarantee Agreement dated 30 August 2005 (non-executed copy)
- Global Security Certificate (Rule 144A) dated 2005 (executed copy)
- Global Security Certificate (Regulation S) dated 2005 (executed copy)
- Permanent Global Security dated 2006 (executed copy)
- Temporary Global Security dated 2006 (executed copy)
- Offering Circular dated 8 August 2006 (non-executed copy)
- Amended and Restated Offering Circular dated 9 August 2006 (non-executed copy)
- Registration Document dated 9 August 2006 (non-executed copy)
- Master Warrant and Certificate Agreement dated 9 August 2006 (non-executed copy)
- Master Warrant and Certificate Agreement dated August 2006 (executed copy)
- Master Calculation Agency Agreement dated August 2006 (executed copy)
- Guarantee Agreement dated October 2006 (executed copy)
- Offering Circular dated 8 August 2007 (non-executed copy)
- Offering Circular Supplement No. 3 dated 12 February 2008 (non-executed copy)
- Offering Circular Supplement No. 4 dated 7 April 2008 (non-executed copy)
- Registration Document Supplement No. 3 dated 12 February 2008 (non-executed copy)
- Master Warrant and Certificate Agreement dated 8 August 2007 (non-executed copy)
- Supplemental Master Warrant and Certificate Agreement dated October 2007 (executed copy)
- Master Calculation Agency Agreement dated 8 August 2007 (non-executed copy)
- Guarantee Agreement dated 8 August 2007 (executed copy)
- Global Security Certificate (Rule 144A) dated 8 August 2007 (executed copy)
- Global Security Certificate (Regulation S) dated 8 August 2007 (executed copy)
- Principal Agency Agreement dated 29 November 2010
- Offering Circular dated 8 August 2008 (non-executed copy)
- Registration Document dated 8 August 2008 (non-executed copy)
- Supplemental Agency Agreement dated 17 March 2008 (non-executed copy)
- Master Calculation Agency Agreement dated 17 March 2008 (non-executed copy)
- Master Calculation Agency Agreement dated 8 August 2008 (non-executed copy)
- Guarantee Agreement dated 17 March 2008 (non-executed copy)
2007
- Base Prospectus dated 28 August 2007 (non-executed copy)
- Program Agreement dated 2 April 2007 (non-executed copy)
- Program Agreement dated 31 October 2007 (non-executed copy)
- Agency Agreement dated 2 April 2007 (non-executed copy)
- Agency Agreement dated 31 October 2007 (non-executed copy)
2006
- Program Prospectus dated 29 November 2006 (non-executed copy)
- Program Prospectus dated 29 November 2007 (non-executed copy)
- First Supplement to Program Prospectus dated 29 November 2007, dated 17 March 2008 (non-executed copy)
- Guarantee Agreement dated 29 November 2007 (non-executed copy)
- Master Warrant Agreement dated 17 March 2008 (non-executed copy)
- Global Warrant Certificate dated 2008 (executed copy)
- Master Calculation Agency Agreement dated 17 March 2008 (non-executed copy)
- Supplemental Agency Agreement dated 17 March 2008 (non-executed copy)
2007
- Deed of Covenant dated 8 August 2007 (executed)




